Reporting on the purchase of EF Legacy Securities by Aria/RetireOne, InvestmentNews writes, “the acquisition allows RetireOne to expand its insurance and annuity back-office services for RIA firms, and better assist registered representatives moving their practices to a fee-based model, Aria said in a release.”
InvestmentNews also reports that Chief Compliance Officer Rainey Gray has agreed to stay on in that roll with the broker-dealer, now based in Louisville, Kentucky.
